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Showing 1 to 6 of 6 search results for CP16/40.
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Financial Services Register
To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA). -
PS19/18: Restricting contract for difference products sold to retail clients
We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers. -
PS19/11: Product intervention measures for retail binary options
In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK. -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients [pdf]
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
CP16/40: Contracts for differences - enhancing the conduct of business regime infographic [pdf]
This infographic explains our supervision work over the past six years where we identified instances of poor conduct across the CFD sector. -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks.