LPL’s Atria deal poses complexities: Report
Atria's financial advisors might be getting M&A 'whiplash,' one recruiter notes.
Stride’s portable benefits push expands to Utah
Through key state legislation, the fintech firm has secured strong support for its pioneering benefits program.
Uncle Sam’s debt woes create opportunity for muni buyers
'If you think taxes are going up, munis and the muni exemption are a great place to be," Nuveen's head of municipals says.
LPL lands $300M team in Kentucky
The advisors from Ameriprise are joining the broker-dealer's network with their own independent practice in Louisville.
RIA Waverly scoops up $700M investment boutique
The fee-only RIA builds on its acquisition streak so far this year with its first foothold in Charlotte, North Carolina.
Cetera successfully rolls up its advisor businesses
With a leaner organization, the broker-dealer is funneling cost savings from its streamlining effort into more support for advisors.
UBS could face higher capital rules under Swiss reforms
The bank's shares fell on the news that the government wants systemically important Swiss banks to hold significantly more capital against foreign units.
UBS CEO’s compensation elicits concern from Swiss finance minister
Sergio Ermotti, who has been leading UBS' integration of Credit Suisse, was paid $16 million for his first nine months on the job.
Higher-than-expected core CPI likely pushes back Fed rate cuts
The 0.4% rise in March's core consumer price index adds to evidence that progress on taming inflation may be stalling.
Tech stocks remain popular as Schwab reports clients making ‘thoughtful’ buys
The firm's trading activity index shows equities in favor despite uncertain data.
Fortis Capital Advisors acquires Chicago-based father-daughter firm
New addition expands the RIA firm’s national footprint.
Tech tie-up aims to streamline wealth management data challenges
Surge Ventures is launching a new industry-focused data integration platform.
Digital investment platform Linqto to list on Nasdaq via SPAC
The transaction values the firm at $700 million and will drive growth.
Global VC funding down 30% amid investor concerns
Venture capital funding dropped 29% in the US, 40% in China, as slower economies, inflation weigh.
NYSE aims to attract ‘exciting’ Asian firms to list in US
Firms from Japan, South Korea, Indonesia, and Singapore could appear.
‘The best is yet to come’ for AI
Broadridge survey finds 75 percent of firms are confident about their tech offerings.
Saver’s Match provides big incentive for 401(k) contributions
A new survey builds on research showing the provision's potential reach and effect on retirement security.
Blackstone deal for apartment REIT signals opportunities
'It looks like Blackstone is value-investing and hunting,' a senior industry executive says.
Gen Z, millennials as likely to own crypto as real estate
Online poll of 4,000 adults reveals younger generations’ approaches to wealth-building, financial 'hacks,' and trusted financial sources.
Three-fifths of millennials don’t have a will or trust: Study
Survey of 15,000 millennials reveal a gap in generational planning as caregiving duties and homebuying struggles take their toll.